IES Management College And Research Centre

Securities Operations and Risk Management (Record no. 42033)

MARC details
000 -LEADER
fixed length control field 01765 a2200181 4500
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION
fixed length control field 160404b xxu||||| |||| 00| 0 eng d
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
International Standard Book Number 978-93-5071-767-7
082 ## - DEWEY DECIMAL CLASSIFICATION NUMBER
Classification number 332.632
Item number Nis
110 ## - MAIN ENTRY--CORPORATE NAME
Corporate name or jurisdiction name as entry element National Institute of Securities Markets
9 (RLIN) 21296
245 ## - TITLE STATEMENT
Title Securities Operations and Risk Management
Statement of responsibility, etc National Institute of Securities Markets
260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT)
Name of publisher, distributor, etc Taxmann Publications (P.) Ltd
Date of publication, distribution, etc 2015
Place of publication, distribution, etc New Delhi
300 ## - PHYSICAL DESCRIPTION
Extent 138 p.
Other physical details Paper
520 ## - SUMMARY, ETC.
Summary, etc This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Securities Operations and Risk Management. NISM-Series-VII: Securities Operations and Risk Management Certification Examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered stock-broker/trading member/clearing member in recognized stock exchanges, involved in (a) assets or funds of investor or clients (b) redressal of investor grievances (c) internal control or risk management and (d) activities having a bearing on operational risk. <br/>The book covers basics of the Indian securities market, the different products traded and the various market participants and the respective roles they play in the Indian securities market. It also deals with the trade life cycle (TLC), the steps and participants involved in the TLC, the functions of the Front Office, Middle Office and Back Office in a Securities Broking Firm, the Risk management practices, clearing and settlement of trades.
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name as entry element Securities
9 (RLIN) 21297
Topical term or geographic name as entry element Risk Management
9 (RLIN) 21298
942 ## - ADDED ENTRY ELEMENTS (KOHA)
Source of classification or shelving scheme Dewey Decimal Classification
Item type Book
Holdings
Withdrawn status Lost status Source of classification or shelving scheme Damaged status Not for loan Home library Current library Shelving location Date acquired Source of acquisition Cost, normal purchase price Total Checkouts Full call number Barcode Date last seen Date last borrowed Cost, replacement price Price effective from Total Renewals
    Dewey Decimal Classification     Main Library Main Library ON SHELF 31/03/2016 Taxmann Publications/ 1861/ 31-March-2016 200.00 3 332.632/NISM/31714 11131714 07/06/2022 16/08/2019 250.00 31/03/2016  
    Dewey Decimal Classification     Main Library Main Library ON SHELF 31/03/2016 Taxmann Publications/ 1861/ 31-March-2016 200.00 4 332.632/NISM/31713 11131713 07/06/2022 29/12/2018 250.00 31/03/2016  
    Dewey Decimal Classification     Main Library Main Library ON SHELF 31/03/2016 Taxmann Publications/ 1861/ 31-March-2016 200.00 1 332.632/NISM/31712 11131712 07/06/2022 28/01/2017 250.00 31/03/2016  
    Dewey Decimal Classification     Main Library Main Library ON SHELF 31/03/2016 Taxmann Publications/ 1861/ 31-March-2016 200.00 5 332.632/NISM/31711 11131711 07/06/2022 29/10/2018 250.00 31/03/2016  
    Dewey Decimal Classification   Not For Loan Main Library Main Library ON SHELF 31/03/2016 Taxmann Publications/ 1861/ 31-March-2016 200.00 2 332.632/NISM/31710 11131710 07/06/2022 20/01/2017 250.00 31/03/2016 1

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