This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Registrars to an Issue and Share Transfer Agents-Mutual Fund. NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents-Mutual Fund Certification Examination create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T agent) organizations in the mutual fund R&T function, in order to enable better quality investor service, operational process efficiency and risk controls.
The book covers basics of securities and securities markets role and functions of the RTAs in the mutual fund issuance and transaction process and the regulatory environment in which the RTAs operate in India.