000			01765 a2200181 4500
008			160404b xxu||||| |||| 00| 0 eng d
020			_a978-93-5071-767-7
082			_a332.632 _bNis
110			_aNational Institute of Securities Markets _921296
245			_aSecurities Operations and Risk Management _cNational Institute of Securities Markets
260			_bTaxmann Publications (P.) Ltd _c2015 _aNew Delhi
300			_a138 p. _bPaper
520			_aThis workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Securities Operations and Risk Management. NISM-Series-VII: Securities Operations and Risk Management Certification Examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered stock-broker/trading member/clearing member in recognized stock exchanges, involved in (a) assets or funds of investor or clients (b) redressal of investor grievances (c) internal control or risk management and (d) activities having a bearing on operational risk. The book covers basics of the Indian securities market, the different products traded and the various market participants and the respective roles they play in the Indian securities market. It also deals with the trade life cycle (TLC), the steps and participants involved in the TLC, the functions of the Front Office, Middle Office and Back Office in a Securities Broking Firm, the Risk management practices, clearing and settlement of trades.
650			_aSecurities _921297
650			_aRisk Management _921298
942			_2ddc _cBK
999			_c42033 _d42033