000			01308 a2200169 4500
008			160330b xxu||||| |||| 00| 0 eng d
020			_a978-93-5071-758-5
082			_a332.642
110			_aNational Institute of Securities Markets _921163
245			_aInternal auditors for stock brokers _cNational Institute of Securities Markets
260			_bTaxmann Publications (P.) Ltd _c2015 _aNew Delhi
300			_a266 p. _bPaper
520			_aThis workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Internal Auditors for Stock Brokers. NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination seeks to create a common minimum knowledge benchmark for Independent Chartered Accountants, Company Secretaries and Management Accountants, who carry out Internal Audit of the Operations of Stock Brokers/Clearing Members. The book covers the various operations of stock brokers, regulatory framework under which the stock brokers perform their various activities and various compliance and reporting requirements from audit perspective.
650			_aStock Market _xStock Broker _921164
942			_2ddc _cBK
999			_c42040 _d42040