000			01725 a2200181 4500
999			_c52790 _d52790
008			191227b ||||| |||| 00| 0 eng d
020			_a978-9388-750-79-0
082			_a332.632
110			_aNational Institute of Securities Markets _935486
245			_aSecurities operations and risk management
260			_aNew Delhi _bNational Institute of securities markets _c2019
300			_a155 p.
520			_aThis workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Securities Operations and Risk Management. NISM-Series-VII: Securities Operations and Risk Management Certification Examination seeks to create a common minimum knowledge benchmark as the requisite standard for associated persons of a registered stock-broker/trading member/clearing member in recognized stock exchanges, involved in (a) assets or funds of investor or clients (b) redressal of investor grievances (c) internal control or risk management and (d) activities having a bearing on operational risk. The book covers basics of the Indian securities market, the different products traded and the various market participants and the respective roles they play in the Indian securities market. It also deals with the trade life cycle (TLC), the steps and participants involved in the TLC, the functions of the Front Office, Middle Office and Back Office in a Securities Broking Firm, the Risk management practices, clearing and settlement of trades.
650			_aSecurities , _922489
650			_aRisk Management _935487
942			_2ddc _cBK