Internal auditors for stock brokers
Internal auditors for stock brokers
National Institute of Securities Markets
- New Delhi Taxmann Publications (P.) Ltd 2015
- 266 p. Paper
This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Internal Auditors for Stock Brokers. NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination seeks to create a common minimum knowledge benchmark for Independent Chartered Accountants, Company Secretaries and Management Accountants, who carry out Internal Audit of the Operations of Stock Brokers/Clearing Members.
The book covers the various operations of stock brokers, regulatory framework under which the stock brokers perform their various activities and various compliance and reporting requirements from audit perspective.
978-93-5071-758-5
Stock Market--Stock Broker
332.642
This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Internal Auditors for Stock Brokers. NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination seeks to create a common minimum knowledge benchmark for Independent Chartered Accountants, Company Secretaries and Management Accountants, who carry out Internal Audit of the Operations of Stock Brokers/Clearing Members.
The book covers the various operations of stock brokers, regulatory framework under which the stock brokers perform their various activities and various compliance and reporting requirements from audit perspective.
978-93-5071-758-5
Stock Market--Stock Broker
332.642