Internal auditors for stock brokers (Record no. 42040)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 01308 a2200169 4500 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 160330b xxu||||| |||| 00| 0 eng d |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 978-93-5071-758-5 |
| 082 ## - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 332.642 |
| 110 ## - MAIN ENTRY--CORPORATE NAME | |
| Corporate name or jurisdiction name as entry element | National Institute of Securities Markets |
| 9 (RLIN) | 21163 |
| 245 ## - TITLE STATEMENT | |
| Title | Internal auditors for stock brokers |
| Statement of responsibility, etc | National Institute of Securities Markets |
| 260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
| Name of publisher, distributor, etc | Taxmann Publications (P.) Ltd |
| Date of publication, distribution, etc | 2015 |
| Place of publication, distribution, etc | New Delhi |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | 266 p. |
| Other physical details | Paper |
| 520 ## - SUMMARY, ETC. | |
| Summary, etc | This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Internal Auditors for Stock Brokers. NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination seeks to create a common minimum knowledge benchmark for Independent Chartered Accountants, Company Secretaries and Management Accountants, who carry out Internal Audit of the Operations of Stock Brokers/Clearing Members. <br/><br/>The book covers the various operations of stock brokers, regulatory framework under which the stock brokers perform their various activities and various compliance and reporting requirements from audit perspective. |
| 650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name as entry element | Stock Market |
| General subdivision | Stock Broker |
| 9 (RLIN) | 21164 |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Source of classification or shelving scheme | Dewey Decimal Classification |
| Item type | Book |
| Withdrawn status | Lost status | Source of classification or shelving scheme | Damaged status | Not for loan | Collection code | Home library | Current library | Shelving location | Date acquired | Source of acquisition | Cost, normal purchase price | Total Checkouts | Full call number | Barcode | Date last seen | Cost, replacement price | Price effective from |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Dewey Decimal Classification | Main Library | Main Library | ON SHELF | 28/03/2016 | Taxmann Publications/ 1855/ 28-March-2016 | 187.50 | 332.64/ NISM/ 31617 | 11131617 | 07/06/2022 | 250.00 | 28/03/2016 | ||||||
| Dewey Decimal Classification | Main Library | Main Library | ON SHELF | 28/03/2016 | Taxmann Publications/ 1855/ 28-March-2016 | 187.50 | 332.64/ NISM/ 31614 | 11131614 | 07/06/2022 | 250.00 | 28/03/2016 | ||||||
| Dewey Decimal Classification | Main Library | Main Library | ON SHELF | 28/03/2016 | Taxmann Publications/ 1855/ 28-March-2016 | 187.50 | 332.64/ NISM/ 31615 | 11131615 | 07/06/2022 | 250.00 | 28/03/2016 | ||||||
| Dewey Decimal Classification | Main Library | Main Library | ON SHELF | 28/03/2016 | Taxmann Publications/ 1855/ 28-March-2016 | 187.50 | 332.64/ NISM/ 31616 | 11131616 | 07/06/2022 | 250.00 | 28/03/2016 | ||||||
| Dewey Decimal Classification | Not For Loan | Main Library | Main Library | ON SHELF | 28/03/2016 | Taxmann Publications/ 1855/ 28-March-2016 | 187.50 | 332.64/ NISM/ 31613 | 11131613 | 07/06/2022 | 250.00 | 28/03/2016 |