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Internal auditors for stock brokers National Institute of Securities Markets

By: Publication details: Taxmann Publications (P.) Ltd 2015 New DelhiDescription: 266 p. PaperISBN:
  • 978-93-5071-758-5
Subject(s): DDC classification:
  • 332.642
Summary: This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Internal Auditors for Stock Brokers. NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination seeks to create a common minimum knowledge benchmark for Independent Chartered Accountants, Company Secretaries and Management Accountants, who carry out Internal Audit of the Operations of Stock Brokers/Clearing Members. The book covers the various operations of stock brokers, regulatory framework under which the stock brokers perform their various activities and various compliance and reporting requirements from audit perspective.
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Holdings
Item type Current library Collection Call number Status Date due Barcode Item holds
Book Book Main Library ON SHELF SECURITIES 332.64/ NISM/ 31617 (Browse shelf(Opens below)) Available 11131617
Book Book Main Library ON SHELF SECURITIES 332.64/ NISM/ 31614 (Browse shelf(Opens below)) Available 11131614
Book Book Main Library ON SHELF SECURITIES 332.64/ NISM/ 31615 (Browse shelf(Opens below)) Available 11131615
Book Book Main Library ON SHELF SECURITIES 332.64/ NISM/ 31616 (Browse shelf(Opens below)) Available 11131616
Reference Reference Main Library ON SHELF REFERENCE 332.64/ NISM/ 31613 (Browse shelf(Opens below)) Not For Loan 11131613
Total holds: 0

This workbook has been developed to assist candidates in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Internal Auditors for Stock Brokers. NISM-Series-XIV: Internal Auditors for Stock Brokers Certification Examination seeks to create a common minimum knowledge benchmark for Independent Chartered Accountants, Company Secretaries and Management Accountants, who carry out Internal Audit of the Operations of Stock Brokers/Clearing Members.

The book covers the various operations of stock brokers, regulatory framework under which the stock brokers perform their various activities and various compliance and reporting requirements from audit perspective.

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